Emilia Penney

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-11
VA	RA	APPROVED	2026-06-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Emilia Penney Llc	Richmond	VA	11/2017	02/2018
Freeman's / Sfamuel T. Freeman & Co.	Richmond	VA	10/2015	11/2017
Bank Of America, N.A.	Richmond	VA	04/2018	01/2023
J.P. Morgan Securities Llc	Midlothian	VA	01/2023	06/2026
J.P. Morgan Chase Bank, N.A.	Midlothian	VA	01/2023	06/2026
Virginia Museum Of Fine Arts	Richmond	VA	03/2015	11/2022
U.S. Trust	Richmond	VA	03/2018	09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Richmond	VA	03/2018	01/2023
Morgan Stanley Smith Barney Llc	Richmond	VA	06/2026	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2026	Present

11/2017 → 02/2018

Emilia Penney Llc

Richmond, VA
10/2015 → 11/2017

Freeman's / Sfamuel T. Freeman & Co.

Richmond, VA
04/2018 → 01/2023

Bank Of America, N.A.

Richmond, VA
01/2023 → 06/2026

J.P. Morgan Securities Llc

Midlothian, VA
01/2023 → 06/2026

J.P. Morgan Chase Bank, N.A.

Midlothian, VA
03/2015 → 11/2022

Virginia Museum Of Fine Arts

Richmond, VA
03/2018 → 09/2019

U.S. Trust

Richmond, VA
03/2018 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richmond, VA
06/2026 → Present

Morgan Stanley Smith Barney Llc

Richmond, VA
07/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-18