Simon John Carter

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-03-14
NJ	RA	APPROVED	2020-07-14
TX	RA	APPROVED_RES	2020-07-10

GA RA
APPROVED

Since 2024-03-14
NJ RA
APPROVED

Since 2020-07-14
TX RA
APPROVED_RES

Since 2020-07-10

Branch Locations

3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Philips Healthcare	Boston	MA	09/2015	06/2018
Morgan Stanley Smith Barney Llc	Boston	MA	03/2018	06/2018
Morgan Stanley Private Bank, N.A.	New York	NY	07/2018	Present
Morgan Stanley Smith Barney Llc	Atlanta	GA	06/2018	Present

09/2015 → 06/2018

Philips Healthcare

Boston, MA
03/2018 → 06/2018

Morgan Stanley Smith Barney Llc

Boston, MA
07/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY
06/2018 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-05

S66 Uniform Combined State Law Examination

2018-06-05

Other Names

Simon Carter

View on SEC IAPD

More in Atlanta, GA

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