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Steven Robert Nelson

Principal Advised Services

Maplewood, MN

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-08-07
MN RA APPROVED 2024-08-07
  • IA RA
    APPROVED
    Since 2024-08-07
  • MN RA
    APPROVED
    Since 2024-08-07

Branch Locations

Maplewood, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Roseville MN 03/2018 04/2021
Unemployment Maplewood MN 09/2017 03/2018
Coyote Logistics Minneapolis MN 09/2013 09/2017
Principal Life Insurance Co Maplewood MN 04/2021 Present
Principal Securities Inc Maplewood MN 04/2021 Present
Principal Advised Services Maplewood MN 06/2024 Present
  • 03/2018 → 04/2021
    Wells Fargo Clearing Services
    Roseville, MN
  • 09/2017 → 03/2018
    Unemployment
    Maplewood, MN
  • 09/2013 → 09/2017
    Coyote Logistics
    Minneapolis, MN
  • 04/2021 → Present
    Principal Life Insurance Co
    Maplewood, MN
  • 04/2021 → Present
    Principal Securities Inc
    Maplewood, MN
  • 06/2024 → Present
    Principal Advised Services
    Maplewood, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2019-04-18
  • S66 Uniform Combined State Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2019-04-18
Other Names
  • Steven Nelson

View on SEC IAPD

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