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Seattle, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2018 | 06/2024 |
| Freelance Creative Director | Seattle | WA | 08/2014 | 04/2018 |
| Tcm Models | Seattle | WA | 07/2016 | 12/2017 |
| Estron Chemical | Calvert City | KS | 06/2017 | 12/2017 |
| Freelance Photographer | Seattle | WA | 01/2001 | 12/2017 |
| Evoke Financial Services, Llc | Seattle | WA | 06/2024 | Present |
| Edward Jones | Seattle | WA | 04/2018 | 08/2018 |
Actor, Seattle, WA Start date: 6/1/2016 Actor Hours per week: 0 Hours during trading: 0 I am an actor and occasionally receive compensation for work as an actor. Landlord/owner of rental property. Type of business: Real Estate Rental Seattle, WA Start date: 7/1/2016 Landlord Hours per week: 0 Hours during trading: 0 Maintain Property Certified Exit Planning Advisor (CEPA) Type of Business: Business Consulting Start Date: 06/2024 Advisor Hours Per Week: 0 Hours During Trading: 0 Provide business consulting services The following are related to the RR's activities in connection with film and media production. He works in his personal capacity as a producer and also owns entities (Dragonary Ventures, CAA Films, and Sparkle Dragon Holdings) that support and/or invest in these activities. There is no set amount of time for any of these, and work is generally performed outside of market hours. When required, however, the RR may need to spend substantial time at limited points during the production schedule. This may include in excess of 20 hours per week, including during market hurs. Information on time spent is provided in the aggregate for all the entities/activities: Dragonary Ventures, LLC Type of business: Film and media production company Seattle, WA Start date: 3/2023 Owner Hours per week: see earlier statement. Hours during trading: see earlier statement. Producer, writer and/or actor for film, television, and podcasts. CAA Film, LLC, Types of business: provides financing for specific projects, and sponsors debt & equity fund raising; Seattle, WA. Start date: 4/2025. Primary investor; may also be engaged for producer and other related services. Hours: See prior statement. Hours during trading: see earlier statement. Sparkle Dragon Holdings, LLC. Type of business: Film and media production company, Seattle, WA Start date: 11/2025. Co-Owner. Hours per week: see earlier statement. Hours during trading: see earlier statement. Producer, writer and/or actor for film, television, and podcasts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-14 |
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