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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-21 |
Branch Locations
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
16855 W. Bernardo Drive Ste 360, San Diego, CA 92127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life & Casualty | San Diego | CA | 04/2017 | Present |
| Pb Roma's Inc | San Diego | CA | 07/2009 | 02/2017 |
| Bankers Life Securities | Sandiego | CA | 04/2018 | Present |
| Unemployed | San Diego | CA | 03/2017 | 04/2017 |
BANKERS LIFE & CASUALTY POSITION: Branch Sales Manager NATURE: I sell insurance products, Medicare, Long Term Care, Life Insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/16/2017 ADDRESS: 16855 W Bernardo Drive, Suite 360, San Diego CA 92127, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. PB Roma's Inc, Non investment related, 2445 Fifth Avenue, Ste 350, San Diego, CA 92101. Is the corporation related to a restaurant owned, restaurant is closed, we have opened up escrow to sell the Liquor License. Will close corporation once the license is sold. I am an officer of the corp, Secretary. I have been an officer and shareholder since 1986. I no longer spend any hours maintaining the corporation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-15 |
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