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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-21
  • CA RA
    APPROVED
    Since 2020-05-21

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

16855 W. Bernardo Drive Ste 360, San Diego, CA 92127 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty San Diego CA 04/2017 Present
Pb Roma's Inc San Diego CA 07/2009 02/2017
Bankers Life Securities Sandiego CA 04/2018 Present
Unemployed San Diego CA 03/2017 04/2017
  • 04/2017 → Present
    Bankers Life & Casualty
    San Diego, CA
  • 07/2009 → 02/2017
    Pb Roma's Inc
    San Diego, CA
  • 04/2018 → Present
    Bankers Life Securities
    Sandiego, CA
  • 03/2017 → 04/2017
    Unemployed
    San Diego, CA
Other Businesses

BANKERS LIFE & CASUALTY POSITION: Branch Sales Manager NATURE: I sell insurance products, Medicare, Long Term Care, Life Insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/16/2017 ADDRESS: 16855 W Bernardo Drive, Suite 360, San Diego CA 92127, United States DESCRIPTION: MANAGE A TEAM OF AGENTS, RESPONSIBLE FOR HIRING AND TRAINING OF AGENTS, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. PB Roma's Inc, Non investment related, 2445 Fifth Avenue, Ste 350, San Diego, CA 92101. Is the corporation related to a restaurant owned, restaurant is closed, we have opened up escrow to sell the Liquor License. Will close corporation once the license is sold. I am an officer of the corp, Secretary. I have been an officer and shareholder since 1986. I no longer spend any hours maintaining the corporation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-20
S63 Uniform Securities Agent State Law Examination 2018-10-15
  • S65 Uniform Investment Adviser Law Examination
    2020-05-20
  • S63 Uniform Securities Agent State Law Examination
    2018-10-15
Other Names
  • Margaret Mazzella
  • Margaret Ruth Stiefel
  • Peggy Stiefel
  • Peggy Mazzella

View on SEC IAPD

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