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Kevin K Richard

Fifth Third Securities, Inc.

Columbus, OH

Westerville, OH

Marysville, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-02-14
  • OH RA
    APPROVED
    Since 2019-02-14

Branch Locations

8353 Sancus Blvd., Columbus, OH 43240 • United States

132 W Schrock Rd, Westerville, OH 43081 • United States

120 West Fifth Street, Marysville, OH 43040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Blacklick OH 02/2015 Present
Fifth Third Securities Blacklick OH 03/2018 Present
  • 02/2015 → Present
    Fifth Third Bank
    Blacklick, OH
  • 03/2018 → Present
    Fifth Third Securities
    Blacklick, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-15
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S65 Uniform Investment Adviser Law Examination
    2019-02-15
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13

View on SEC IAPD

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