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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-09-20
  • IL RA
    APPROVED
    Since 2019-09-20

Branch Locations

161 N. Clark, Chicago, IL 60601 • United States

33 W Huron St, Chicago, IL 60654 • United States

5501 N Ashland Avenue, Chicago, IL 60640 • United States

6401 N Lincoln Avenue, Lincolnwood, IL 60712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank La Grange Park IL 08/2015 Present
Fifth Third Securities La Grange Park IL 03/2018 Present
  • 08/2015 → Present
    Fifth Third Bank
    La Grange Park, IL
  • 03/2018 → Present
    Fifth Third Securities
    La Grange Park, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-20
S63 Uniform Securities Agent State Law Examination 2018-04-17
  • S65 Uniform Investment Adviser Law Examination
    2019-09-20
  • S63 Uniform Securities Agent State Law Examination
    2018-04-17

View on SEC IAPD

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