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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-16
  • NC RA
    APPROVED
    Since 2022-03-16

Branch Locations

10050 Green Level Church Rd, Cary, NC 27519 • United States

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Cary NC 03/2018 Present
Wells Fargo Bank Na Cary NC 06/2015 Present
Pitt Community College Winterville NC 08/2012 12/2017
Cheddars Greenville NC 05/2015 08/2017
Food Lion Raleigh NC 01/2018 Present
  • 03/2018 → Present
    Cary, NC
  • 06/2015 → Present
    Wells Fargo Bank Na
    Cary, NC
  • 08/2012 → 12/2017
    Pitt Community College
    Winterville, NC
  • 05/2015 → 08/2017
    Cheddars
    Greenville, NC
  • 01/2018 → Present
    Food Lion
    Raleigh, NC
Other Businesses

PERSONAL TRAINER: INV RELATED; RALEIGH, NC; 100% OWNERSHIP START 07/01/2024; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; PERSONAL TRAINING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-16
S63 Uniform Securities Agent State Law Examination 2018-08-20
  • S66 Uniform Combined State Law Examination
    2022-03-16
  • S63 Uniform Securities Agent State Law Examination
    2018-08-20
Other Names
  • Jessica Hathaway

View on SEC IAPD

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