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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-03-21 |
| IN | RA | APPROVED | 2017-12-15 |
| KY | RA | APPROVED | 2017-12-15 |
Branch Locations
2601 S. Hurstbourne Pkwy, Louisville, KY 40220 • United States
4700 Southern Pkwy, Louisville, KY 40214 • United States
9731 Von Allmen Ct., Louisville, KY 40214 • United States
3099 Breckenridge Lane Ste 109, Louisville, KY 40220 • United States
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Louisville | KY | 07/2014 | 12/2017 |
| L&N Federal Credit Union | Louisville | KY | 07/2014 | Present |
| Lasalle St Securities Llc | Louisville | KY | 12/2017 | Present |
| Lasalle St Investment Advisor | Louisville | KY | 12/2017 | Present |
FIXED INSURANCE SALES - NOT FIAS; INVESTMENT RELATED; 3099 BRECKENRIDGE LANE, STE 109, LOUISVILLE, KY 40220; INSURANCE AGENT - START DATE 10/24/14; 5 HPM/5 HPM DURING TRADING HOURS. L&N Credit Union - Credit Union Employee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-28 |
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