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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-10-06
  • MN RA
    APPROVED
    Since 2021-10-06

Branch Locations

Maple Grove, MN • United States

4150 S Second St Su 500, St Cloud, MN 56301-7319 • United States

324 Broadway Street, Alexandria, MN 56308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Griffin Capital Securities Phoenix, AZ 09/2019 05/2021
Alexandria Golf Club Alexandria MN 07/2019 09/2019
Doolittles Woodfire Grill Alexandria MN 02/2019 08/2019
Bethel University St. Paul MN 08/2015 01/2019
Bethel University St. Paul MN 10/2018 12/2018
Birch Cove Group Minneapolis MN 09/2018 12/2018
Ubs Alexandria MN 06/2018 09/2018
Birch Cove Group Minneapolis MN 02/2018 05/2018
Lyons Trading Company Eagan MN 10/2017 01/2018
Windsong Farm Golf Club Maple Plain MN 05/2017 09/2017
Ubs Financial Services Inc St Cloud MN 06/2021 Present
  • 09/2019 → 05/2021
    Griffin Capital Securities
    Phoenix,, AZ
  • 07/2019 → 09/2019
    Alexandria Golf Club
    Alexandria, MN
  • 02/2019 → 08/2019
    Doolittles Woodfire Grill
    Alexandria, MN
  • 08/2015 → 01/2019
    Bethel University
    St. Paul, MN
  • 10/2018 → 12/2018
    Bethel University
    St. Paul, MN
  • 09/2018 → 12/2018
    Birch Cove Group
    Minneapolis, MN
  • 06/2018 → 09/2018
    Ubs
    Alexandria, MN
  • 02/2018 → 05/2018
    Birch Cove Group
    Minneapolis, MN
  • 10/2017 → 01/2018
    Lyons Trading Company
    Eagan, MN
  • 05/2017 → 09/2017
    Windsong Farm Golf Club
    Maple Plain, MN
  • 06/2021 → Present
    St Cloud, MN
Other Businesses

1) Entity Name: Desert Mountain / Not Investment Related / 37700 Desert Mountain Parkway, Scottsdale, Arizona, 85262 / Golf/Country Club / Outside services for the golf club. (Valet, cleaning clubs, servicing golfers) / Start Date: 3/7/2022 2) NAME OF OTHER BUSINESS: Tales from the Tour / INVESTMENT RELATED?: No / ADDRESS: 9290 E Thompson Peak Pkwy #493, Scottsdale, AZ / NATURE OF THE BUSINESS: A Christian non-profit that gives professional golfers and baseball players a platform to share their faith at an annual event. / POSITION: Board of Directors / DUTIES: Assisting in putting on the annual tales from the tour event. Organizing and facilitating different functions of the ministry. / START DATE: 10-1-2022 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-06
S63 Uniform Securities Agent State Law Examination 2021-01-15
  • S65 Uniform Investment Adviser Law Examination
    2021-10-06
  • S63 Uniform Securities Agent State Law Examination
    2021-01-15
Other Names
  • Samuel Peter Jenson
  • Samuel Jenson

View on SEC IAPD

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