Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-10-06 |
Branch Locations
Maple Grove, MN • United States
4150 S Second St Su 500, St Cloud, MN 56301-7319 • United States
324 Broadway Street, Alexandria, MN 56308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffin Capital Securities | Phoenix, | AZ | 09/2019 | 05/2021 |
| Alexandria Golf Club | Alexandria | MN | 07/2019 | 09/2019 |
| Doolittles Woodfire Grill | Alexandria | MN | 02/2019 | 08/2019 |
| Bethel University | St. Paul | MN | 08/2015 | 01/2019 |
| Bethel University | St. Paul | MN | 10/2018 | 12/2018 |
| Birch Cove Group | Minneapolis | MN | 09/2018 | 12/2018 |
| Ubs | Alexandria | MN | 06/2018 | 09/2018 |
| Birch Cove Group | Minneapolis | MN | 02/2018 | 05/2018 |
| Lyons Trading Company | Eagan | MN | 10/2017 | 01/2018 |
| Windsong Farm Golf Club | Maple Plain | MN | 05/2017 | 09/2017 |
| Ubs Financial Services Inc | St Cloud | MN | 06/2021 | Present |
1) Entity Name: Desert Mountain / Not Investment Related / 37700 Desert Mountain Parkway, Scottsdale, Arizona, 85262 / Golf/Country Club / Outside services for the golf club. (Valet, cleaning clubs, servicing golfers) / Start Date: 3/7/2022 2) NAME OF OTHER BUSINESS: Tales from the Tour / INVESTMENT RELATED?: No / ADDRESS: 9290 E Thompson Peak Pkwy #493, Scottsdale, AZ / NATURE OF THE BUSINESS: A Christian non-profit that gives professional golfers and baseball players a platform to share their faith at an annual event. / POSITION: Board of Directors / DUTIES: Assisting in putting on the annual tales from the tour event. Organizing and facilitating different functions of the ministry. / START DATE: 10-1-2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-15 |
Reach out to this advisor