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Mario A Medina Lopez

The Buffalo Financial Group LLC

Choctaw, OK

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Current Employers
The Buffalo Financial Group Llc

Choctaw, OK • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-23
OK RA APPROVED 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2024-07-23
  • OK RA
    APPROVED
    Since 2024-05-15

Branch Locations

Choctaw, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Oklahoma City OK 08/2020 06/2021
Jpmorgan Securities Oklahoma City OK 07/2017 08/2020
Jpmorgan Chase Bank, N.A. Oklahoma City OK 08/2016 07/2017
Tungsten Wealth Management Llc Edmond OK 06/2021 03/2022
Lpl Financial Llc Oklahoma City OK 06/2021 03/2022
Simmons Bank Oklahoma City OK 03/2022 09/2023
The Oklahoma Methodist Foundation Oklahoma City OK 09/2023 Present
  • 08/2020 → 06/2021
    Jpmorgan Chase Bank, N.A.
    Oklahoma City, OK
  • 07/2017 → 08/2020
    Jpmorgan Securities
    Oklahoma City, OK
  • 08/2016 → 07/2017
    Jpmorgan Chase Bank, N.A.
    Oklahoma City, OK
  • 06/2021 → 03/2022
    Tungsten Wealth Management Llc
    Edmond, OK
  • 06/2021 → 03/2022
    Lpl Financial Llc
    Oklahoma City, OK
  • 03/2022 → 09/2023
    Simmons Bank
    Oklahoma City, OK
  • 09/2023 → Present
    The Oklahoma Methodist Foundation
    Oklahoma City, OK
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2018-06-22
  • S65 Uniform Investment Adviser Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2018-06-22
Other Names
  • Mario A Medina
  • Mario A Medina Lopez
  • Mario Medina Lopez
  • Mario Alberto Medina Lopez

View on SEC IAPD

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