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900 Broadway Suite 808, New York, NY 10003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safeguards Specialized Foster Care | Reading | PA | 05/2015 | 06/2018 |
| Shortys Bar | Kutztown | PA | 11/2013 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2018 | 11/2019 |
| Northwestern Mutual Investment Services Llc | Center Valley | PA | 05/2018 | 11/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2019 | 11/2019 |
| Hornor Townsend & Kent Llc | Horsham | PA | 01/2020 | 03/2021 |
| Penn Mutual Life Insurance Company | Horsham | PA | 12/2019 | 03/2021 |
| Ibc Global Inc. | Kunkletown | PA | 03/2021 | 09/2022 |
| Retirable Inc. | Brooklyn | NY | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-20 |
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