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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-28
IL RA APPROVED 2019-09-20
  • FL RA
    APPROVED
    Since 2025-04-28
  • IL RA
    APPROVED
    Since 2019-09-20

Branch Locations

Miam, FL • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Illinois Foundation Champaign IL 11/2014 05/2017
Yelp Chicago IL 07/2017 03/2018
University Of Illinois In Urbana Champaign Champaign IL 09/2013 05/2017
Iht Wealth Management Chicago IL 03/2018 Present
Lpl Financial, Llc Chicago IL 08/2018 Present
  • 11/2014 → 05/2017
    University Of Illinois Foundation
    Champaign, IL
  • 07/2017 → 03/2018
    Yelp
    Chicago, IL
  • 09/2013 → 05/2017
    University Of Illinois In Urbana Champaign
    Champaign, IL
  • 03/2018 → Present
    Iht Wealth Management
    Chicago, IL
  • 08/2018 → Present
    Lpl Financial, Llc
    Chicago, IL
Other Businesses

1. 9/05/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/1/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/23/2019 - 160 Hours Per Month/140 Hours During Securities Trading - I provide administrative support to IHT Wealth Management, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/19/2020 - The Arboleda Ochoa Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/06/2020 - 1 Hour Per Month During Securities Trading. 4. 06/12/2024 - Tall Oaks Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/11/2024 - 30 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-23
  • S66 Uniform Combined State Law Examination
    2019-04-23

View on SEC IAPD

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