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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-28 |
| IL | RA | APPROVED | 2019-09-20 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Illinois Foundation | Champaign | IL | 11/2014 | 05/2017 |
| Yelp | Chicago | IL | 07/2017 | 03/2018 |
| University Of Illinois In Urbana Champaign | Champaign | IL | 09/2013 | 05/2017 |
| Iht Wealth Management | Chicago | IL | 03/2018 | Present |
| Lpl Financial, Llc | Chicago | IL | 08/2018 | Present |
1. 9/05/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/1/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/23/2019 - 160 Hours Per Month/140 Hours During Securities Trading - I provide administrative support to IHT Wealth Management, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/19/2020 - The Arboleda Ochoa Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/06/2020 - 1 Hour Per Month During Securities Trading. 4. 06/12/2024 - Tall Oaks Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/11/2024 - 30 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-23 |
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