Mark Lewis Gundlach

Current Employers

Employment History

• 07/1998 → Present
  Johnson Rice & Company L.L.C.
  New Orleans, LA
• 08/2000 → Present
  Green Turtle Capital Management, Llc
  New Orleans, LA
• 12/2005 → Present
  Covington Investment Management, Llc
  New Orleans, LA

Previous Registrations

• 2012-08-15 → 2023-12-31
  Covington Investment Management, Llc
  New Orleans, LA

Other Businesses

OWN 30% OF COVINGTON INVESTMENT MGMT LLC. WHICH IS THE GENERAL PTR OF COVINGTON PARTNERS LP. BOTH ARE INVESTMENT RELATED. THE ADDRESS FOR BOTH IS 639 LOYOLA AVE, SUITE 2775, NOLA 70113. MY START DATE WITH COVINGTON INVESTMENT MGMT LLC IS DECEMBER 2005. THE BUSINESS PROMOTES THE INVESTMENT OBJECTIVES OF COVINGTON PARTNERS LP TO ACHIEVE MAXIMUM CAPITAL APPRECIATION THROUGH TIMELY INVESTING IN SECURITIES. DEVOTE 40 HRS/MTH TO COVINGTON INVESTMENT MGMT LLC WITH APPROX 20 HRS/MTH DURING MKT HOURS. GREEN TURTLE, 639 LOYOLA, STE 2775 NOLA 70113, HEDGE FUND, AGENT OF SERVICE SINCE 8/2000. DEVOTE 10 HRS/MTH DURING MARKET HRS. RECEIVE BONUS PERIODICALLY. KOG INVESTMENTS, LLC, REAL ESTATE PROPERTY INVESTMENT, NOT INVESTMENT RELATED, NOT COMPENSATED DEVOTE ZERO HOURS. GUNDLACH PROPERTIES, LLC OWNER SINCE 5/10/07, UNDEVELOPED RAW LAND FOR TIMBER, NOT INVESTMENT RELATED, NOT COMPENSATED, DEVOTE 25 HRS/YR, 0 DURING MKT HRS. Alexander 207 LLC, 220 Dahlia, Metairie, LA 70005, Owner/Manager since 5/22/19, Condo in Florida, 100% ownership interest, not investment related, will devote zero hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-10
• S63 Uniform Securities Agent State Law Examination
  1998-10-29