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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-11-12
TX RA APPROVED_RES 2023-03-27
MO RA APPROVED 2020-04-03
IL RA APPROVED 2018-11-12
  • KS RA
    APPROVED
    Since 2025-11-12
  • TX RA
    APPROVED_RES
    Since 2023-03-27
  • MO RA
    APPROVED
    Since 2020-04-03
  • IL RA
    APPROVED
    Since 2018-11-12

Branch Locations

1890 Main Street, Quincy, IL 62301 • United States

2265 Bagnell Dam Blvd. Suite 200, Lake Ozark, MO 65049 • United States

7500 College Boulevard Suite 1225, Overland Park, KS 66210 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Springfield IL 03/2018 07/2018
Illinois College Jacksonville IL 08/2016 05/2018
Cwm, Llc Dba Carson Group Partners Payson IL 07/2018 Present
Cetera Wealth Services, Llc El Segundo CA 08/2018 Present
  • 03/2018 → 07/2018
    Pruco Securities, Llc
    Springfield, IL
  • 08/2016 → 05/2018
    Illinois College
    Jacksonville, IL
  • 07/2018 → Present
    Cwm, Llc Dba Carson Group Partners
    Payson, IL
  • 08/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Other Businesses

1. Name of other business: Fixed insurance with various companies Investment related: Yes Address: Same as Registered Location Nature of business: Fixed Insurance Start Date: 08/2018 Apx number of hours per week: varies Apx number of hours during trading hours: varies Position/title/relationship: Insurance Agent Brief description of duties: Sells Life, Disability, Annuities and Long Term Care 2. Name of other business: Schlipman Wealth Advisors Investment related: Yes Address: Same as Registered Location Nature of business: financial services Start date: 07/2018 Position/title/relationship: registered representative Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: provide financial services 3. NAME OF OTHER BUSINESS: CARSON WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 7/2021; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-12
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S65 Uniform Investment Adviser Law Examination
    2018-11-12
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15

View on SEC IAPD

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