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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-19 |
| NY | RA | APPROVED | 2025-08-19 |
Branch Locations
San Francisco, CA • United States
2400 Broadway Suite 210, Redwood City, CA 94063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bnp Paribas | New York | NY | 05/2019 | 08/2019 |
| Morgan Stanley | Lawrence | KS | 06/2018 | 08/2018 |
| Cornell University | Ithaca | NY | 08/2018 | 09/2019 |
| Cornell University | Ithaca | NY | 04/2018 | 05/2018 |
| Kaplan | Ithaca | NY | 03/2018 | 09/2019 |
| Bnp Paribas | New York | NY | 07/2020 | 04/2023 |
| Cornell University | New York | NY | 08/2016 | 05/2020 |
| Morgan Stanley & Co. Llc | New York | NY | 05/2023 | 05/2025 |
| Neuberger Berman | Redwood City | CA | 05/2025 | Present |
Renting out NY apartment to a tenant due to California move, 0 business hours/month, 3 after business hours/month, start date of 8/1/2025, 235 E 49th Street, Apt 11G, New York NY, 10017.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-14 |
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