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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-15 |
| TX | RA | APPROVED | 2020-10-08 |
| UT | RA | APPROVED | 2020-10-01 |
Branch Locations
100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States
Greensboro, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 03/2018 | 04/2018 |
| Er Select | Des Moines | IA | 03/2018 | 04/2018 |
| Sofi | Cottonwood Heights | UT | 08/2017 | 01/2018 |
| University Of Utah | Salt Lake City | UT | 05/2015 | 05/2017 |
| E*Trade Securities Llc | Sandy | UT | 06/2018 | 05/2019 |
| E*Trade Securities Llc | Sandy | UT | 05/2019 | 06/2020 |
| Morgan Stanley | Winston-Salem | NC | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-06 |
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