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Nicholas Michael Dolan

Thrivent Investment Management Inc.

Falcon Heights, MN

Minneapolis, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-20
  • MN RA
    APPROVED
    Since 2021-07-20

Branch Locations

Falcon Heights, MN • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Minneapolis MN 11/2012 02/2018
O Garas Bar And Grille St Paul MN 03/2008 09/2018
Bradley Baune Mendota Heights MN 03/2018 04/2018
Bradley Baune Mendota Hts MN 04/2018 04/2021
Northwestern Mutual Investment Services Llc Mendota Hts MN 04/2018 04/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2018 04/2021
Gab's By The Park St. Pau;L MN 09/2019 11/2020
Thrivent Investment Management Inc Minneapolis MN 05/2021 Present
  • 11/2012 → 02/2018
    Wells Fargo
    Minneapolis, MN
  • 03/2008 → 09/2018
    O Garas Bar And Grille
    St Paul, MN
  • 03/2018 → 04/2018
    Bradley Baune
    Mendota Heights, MN
  • 04/2018 → 04/2021
    Bradley Baune
    Mendota Hts, MN
  • 04/2018 → 04/2021
    Northwestern Mutual Investment Services Llc
    Mendota Hts, MN
  • 07/2018 → 04/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2019 → 11/2020
    Gab's By The Park
    St. Pau;L, MN
  • 05/2021 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
S63 Uniform Securities Agent State Law Examination 2018-06-04
  • S66 Uniform Combined State Law Examination
    2021-07-19
  • S63 Uniform Securities Agent State Law Examination
    2018-06-04
Other Names
  • Nicholas M Dolan
  • Nick Dolan
  • Nicholas Michael Dolan

View on SEC IAPD

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