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Corey Spence

J.P. Morgan Securities LLC

Chicago, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-12-12
  • IL RA
    APPROVED
    Since 2023-12-12

Branch Locations

10 S Dearborn St. Floor 13, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Town & Country MO 03/2018 06/2019
Illinois State University Normal IL 08/2014 12/2016
Jewel-Osco Naperville IL 06/2016 02/2018
Tjm Investments, Llc Chicago IL 07/2019 09/2019
Lbmz Securities Inc Chicago IL 10/2019 04/2021
Jpmorgan Chase Bank, N.A. Chicago IL 04/2021 Present
J.P. Morgan Securities Llc Chicago IL 04/2021 Present
Zacks Trade Chicago IL 10/2019 04/2021
  • 03/2018 → 06/2019
    Td Ameritrade, Inc
    Town & Country, MO
  • 08/2014 → 12/2016
    Illinois State University
    Normal, IL
  • 06/2016 → 02/2018
    Jewel-Osco
    Naperville, IL
  • 07/2019 → 09/2019
    Tjm Investments, Llc
    Chicago, IL
  • 10/2019 → 04/2021
    Lbmz Securities Inc
    Chicago, IL
  • 04/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 04/2021 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 10/2019 → 04/2021
    Zacks Trade
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-12
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2022-03-12
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30
Other Names
  • Corey Flynn Spence
  • Corey Spence

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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