Josue Armando Lopez

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-13

CA RA
APPROVED

Since 2025-10-13

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Omega Accounting & Notary Services	Riverside	CA	11/2018	08/2019
Northwestern Mutual	Riverside	CA	04/2018	11/2018
University Of California, Riverside	Riverside	CA	09/2013	11/2017
Mutual Of Omaha Investor Services, Inc	Riverside	CA	06/2019	07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Riverside	CA	09/2019	05/2022
Unemployed	Riverside	CA	12/2017	03/2018
Bank Of America, N.A.	Riverside	CA	09/2019	05/2022
J.P. Morgan Securities Llc	Laguna Niguel	CA	06/2022	11/2024
Jpmorgan Chase Bank, N.A.	Laguna Niguel	CA	06/2022	11/2024
University Of California, Riverside	Riverside	CO	09/2015	11/2017
Omega Accounting & Notary Services	Riverside	CA	11/2024	08/2025
Allstate Insurance Co	Northbrook	IL	07/2025	10/2025
Allstate Financial Services Llc	Lincoln	NE	08/2025	10/2025
Allstate Financial Advisors Llc	Lincoln	NE	08/2025	10/2025
Lpl Enterprise Llc	Irvine	CA	10/2025	Present

11/2018 → 08/2019

Omega Accounting & Notary Services

Riverside, CA
04/2018 → 11/2018

Northwestern Mutual

Riverside, CA
09/2013 → 11/2017

University Of California, Riverside

Riverside, CA
06/2019 → 07/2019

Mutual Of Omaha Investor Services, Inc

Riverside, CA
09/2019 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, CA
12/2017 → 03/2018

Unemployed

Riverside, CA
09/2019 → 05/2022

Bank Of America, N.A.

Riverside, CA
06/2022 → 11/2024

J.P. Morgan Securities Llc

Laguna Niguel, CA
06/2022 → 11/2024

Jpmorgan Chase Bank, N.A.

Laguna Niguel, CA
09/2015 → 11/2017

University Of California, Riverside

Riverside, CO
11/2024 → 08/2025

Omega Accounting & Notary Services

Riverside, CA
07/2025 → 10/2025

Allstate Insurance Co

Northbrook, IL
08/2025 → 10/2025

Allstate Financial Services Llc

Lincoln, NE
08/2025 → 10/2025

Allstate Financial Advisors Llc

Lincoln, NE
10/2025 → Present

Lpl Enterprise Llc

Irvine, CA

Previous Registrations

2025-08-27 → 2025-10-06

Allstate Financial Advisors, Llc

Irvine, CA
2022-07-01 → 2024-11-20

J.P. Morgan Securities Llc

Laguna Niguel, CA
2020-01-29 → 2022-05-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Riverside, CA

Other Businesses

1. 10/03/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Riverside, CA - Start Date 10/03/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/03/2025 - JOSUE ARMANDO LOPEZ N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Riverside, CA - Start Date 10/03/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-28

S66 Uniform Combined State Law Examination

2020-01-28

Other Names

Josue A Lopez
Josue Armando Lopez
Josh Lopez
Josue Lopez

View on SEC IAPD