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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
NJ RA APPROVED 2020-12-18
  • NY RA
    APPROVED
    Since 2021-03-29
  • NJ RA
    APPROVED
    Since 2020-12-18

Branch Locations

Port Washington, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman New York NY 03/2018 Present
Columbia University New York NY 09/2016 02/2018
Mkp Capital Management Llc New York NY 06/2017 12/2017
Hermes Capital Advisors Llc New York NY 10/2016 11/2016
Unemployed Guangzhou 06/2016 09/2016
  • 03/2018 → Present
    Neuberger Berman
    New York, NY
  • 09/2016 → 02/2018
    Columbia University
    New York, NY
  • 06/2017 → 12/2017
    Mkp Capital Management Llc
    New York, NY
  • 10/2016 → 11/2016
    Hermes Capital Advisors Llc
    New York, NY
  • 06/2016 → 09/2016
    Unemployed
    Guangzhou
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-17
  • S66 Uniform Combined State Law Examination
    2020-12-17

View on SEC IAPD

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