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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-09-03 |
| MN | RA | APPROVED | 2018-11-06 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Minneapolis | MN | 03/2018 | Present |
| Wells Fargo Bank | Minneapolis | MN | 03/2018 | Present |
| Wells Fargo Bank | Minneapolis | MN | 09/2002 | 03/2018 |
TBD LLC, INV RELATED, SUN CITY WEST, AZ, RENTAL, START DATE: 8/1/23, .5 HRS PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, SUN CITY WEST, AZ, START DATE: 8/1/23, .5 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-05 |
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