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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-09-03
MN RA APPROVED 2018-11-06
  • IL RA
    APPROVED
    Since 2019-09-03
  • MN RA
    APPROVED
    Since 2018-11-06

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Minneapolis MN 03/2018 Present
Wells Fargo Bank Minneapolis MN 03/2018 Present
Wells Fargo Bank Minneapolis MN 09/2002 03/2018
  • 03/2018 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 03/2018 → Present
    Wells Fargo Bank
    Minneapolis, MN
  • 09/2002 → 03/2018
    Wells Fargo Bank
    Minneapolis, MN
Other Businesses

TBD LLC, INV RELATED, SUN CITY WEST, AZ, RENTAL, START DATE: 8/1/23, .5 HRS PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, SUN CITY WEST, AZ, START DATE: 8/1/23, .5 HRS PER MONTH, 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05
Other Names
  • Nicole Elaine Egly
  • Nicole Elaine Schwab
  • Nicole Olson

View on SEC IAPD

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