Ashish Nagindas Shah

Current Employers

Shah Tax And Financial Planning

Frisco, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-04-11

TX RA
APPROVED

Since 2018-04-11

Branch Locations

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shah Tax And Financial Planning	Frisco	TX	12/2016	Present
Hewlett Packard Enterprise	Plano	TX	09/2015	11/2016

12/2016 → Present

Shah Tax And Financial Planning

Frisco, TX
09/2015 → 11/2016

Hewlett Packard Enterprise

Plano, TX

Other Businesses

Shah Tax and Financial Planning 7986 Maltese Ln, Frisco, TX 75034 Not related to investments Nature of Business: Tax Preparation and Filing Position: Proprietor Not affiliated with Investments Start Date: December 2016 Approximately 50hrs/month Duties: Prepare and file annual tax returns

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-16

S65 Uniform Investment Adviser Law Examination

2018-02-16

Other Names

Ashish N Shah

View on SEC IAPD