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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-27
NJ RA APPROVED 2026-03-16
  • TX RA
    APPROVED
    Since 2026-04-27
  • NJ RA
    APPROVED
    Since 2026-03-16

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2019 01/2020
Amazon Inc. Cranbury NJ 11/2018 03/2019
Unemployed Trenton NJ 09/2018 11/2018
Northwestern Mutual Princeton NJ 06/2018 09/2018
Td Bank Ewing NJ 07/2017 03/2018
Independence Blue Cross Philadelphia PA 01/2017 07/2017
Penn Supply Trenton NJ 05/2016 12/2016
Rider University Lawrenceville NJ 09/2014 12/2016
Rider University Lawrenceville NJ 09/2014 05/2018
Wells Fargo Clearing Services, Llc Summit NJ 01/2020 01/2026
Amazon Sortation Center Robbinsville NJ 11/2019 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2026 Present
Bank Of America, N.A. Pennington NJ 03/2026 Present
  • 03/2019 → 01/2020
    Pennington, NJ
  • 11/2018 → 03/2019
    Amazon Inc.
    Cranbury, NJ
  • 09/2018 → 11/2018
    Unemployed
    Trenton, NJ
  • 06/2018 → 09/2018
    Northwestern Mutual
    Princeton, NJ
  • 07/2017 → 03/2018
    Td Bank
    Ewing, NJ
  • 01/2017 → 07/2017
    Independence Blue Cross
    Philadelphia, PA
  • 05/2016 → 12/2016
    Penn Supply
    Trenton, NJ
  • 09/2014 → 12/2016
    Rider University
    Lawrenceville, NJ
  • 09/2014 → 05/2018
    Rider University
    Lawrenceville, NJ
  • 01/2020 → 01/2026
    Summit, NJ
  • 11/2019 → 12/2019
    Amazon Sortation Center
    Robbinsville, NJ
  • 02/2026 → Present
    Pennington, NJ
  • 03/2026 → Present
    Bank Of America, N.A.
    Pennington, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-21
S63 Uniform Securities Agent State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2022-06-21
  • S63 Uniform Securities Agent State Law Examination
    2019-09-13

View on SEC IAPD

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