Allen Michael Swenson

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-11-10

MN RA
APPROVED

Since 2022-11-10

Branch Locations

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Retirement Solutions	Denver	CO	11/2017	Present
Transamerica Investors Securities Corporation	St. Paul	MN	06/2017	11/2017
The Marshall	Minneapolis	MN	02/2016	05/2017
Energy Pilates Fitness Yoga	Woodbury	MN	05/2014	11/2017
University Of Minnesota	Minneapolis	MN	08/2013	05/2017
Transamerica Investors Securities Corporation	Denver	CO	03/2017	Present

11/2017 → Present

Transamerica Retirement Solutions

Denver, CO
06/2017 → 11/2017

Transamerica Investors Securities Corporation

St. Paul, MN
02/2016 → 05/2017

The Marshall

Minneapolis, MN
05/2014 → 11/2017

Energy Pilates Fitness Yoga

Woodbury, MN
08/2013 → 05/2017

University Of Minnesota

Minneapolis, MN
03/2017 → Present

Transamerica Investors Securities Corporation

Denver, CO

Other Businesses

the name of the other business; Jukinmedia whether the business is investment-related; No the address of the other business; 5764 W Jefferson Blvd Los Angeles CA 90016 the nature of the other business; Jukin media is a firm that will pay content creators for videos that they can then market and sell to advertisers. your position; Content creator title, or relationship with the other business; Content creator. I snowboard recreationally and like to make videos of myself snowboarding that I post on YouTube. This company reached out to me and offered to market my video to advertisers for monetization. They notified me on 04/27/2021 that my video has generated income that I'm eligible to receive a portion of. It's possible that this could generate a small income on an annual basis between $0-2K. I have no desire to invest any additional time or energy into creating more videos for them to market. the start date of your relationship;12/07/2018 the approximate number of hours/month you devote to the other business; 0 hours per month. This is completely passive for me. They are offering compensation for a video I made back in 2018. the number of hours you devote to the other business during securities trading hours;0 hours and briefly describe your duties relating to the other business; I do not have any duties to uphold other than making sure my payment information is up to date so they can ACH deposit into my bank account.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-06-18
S63	Uniform Securities Agent State Law Examination	2018-05-11

S65 Uniform Investment Adviser Law Examination

2018-06-18
S63 Uniform Securities Agent State Law Examination

2018-05-11