Elizabeth Marie Stewart

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-12-24
OR	RA	APPROVED	2018-09-07
WA	RA	APPROVED	2018-09-07

TX RA
APPROVED_RES

Since 2024-12-24
OR RA
APPROVED

Since 2018-09-07
WA RA
APPROVED

Since 2018-09-07

Branch Locations

3782 Se Hawthorne Blvd, Portland, OR 97214 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Portland	OR	04/2007	Present
Wells Fargo Clearing Services, Llc	Portland	OR	02/2018	Present

04/2007 → Present

Wells Fargo Bank, Na

Portland, OR
02/2018 → Present

Wells Fargo Clearing Services, Llc

Portland, OR

Other Businesses

ROOM RENTAL, INVT RELATED, PORTLAND, OR, 100% OWNERSHIP, START DATE 7/1/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.; DOOR DASH, NOT INV RELATED, PORTLAND, OR, DELIVERY DRIVER, START: 8/1/2023, 24 HOURS PER MONTHY, 0 HOURS DURING TRADING, FOOD DELIVERY. ONE HUNDRED AND FORTY-FIRST AVENUE HOA, NOT INV RELATED, PORTLAND ,OR, BOARD MEMBER, START 4/1/22, 1 HR PER MONTH, 0 HRS DURING TRADING, APPROVE MAINTENANCE FOR TOWNHOMES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-09-07
S63	Uniform Securities Agent State Law Examination	2018-07-13

S65 Uniform Investment Adviser Law Examination

2018-09-07
S63 Uniform Securities Agent State Law Examination

2018-07-13

Other Names

Liz Marie Stewart
Elizabeth M Stewart

View on SEC IAPD