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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-03-27 |
Branch Locations
1389 Whittington Drive, Madisonville, KY 42431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Battle Mountain | NV | 05/2015 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Battle Mountain | NV | 02/2018 | 07/2018 |
| Wells Fargo Clearing Services, Llc | Battle Mountain | NV | 10/2018 | 01/2020 |
| Juice Plus | Battle Mountain | NV | 09/2018 | 04/2019 |
| U.S. Bank | Madisonville | KY | 01/2020 | 12/2022 |
| U.S. Bancorp Investments, Inc. | Madisonville | KY | 01/2020 | 12/2022 |
| Fifth Third Bank | Madisonville | KY | 01/2023 | Present |
| Fifth Third Securities | Madisonville | KY | 01/2023 | Present |
Whatnot - online Madisonville KY 42431 - online market - seller of thrifted goods - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-04 |
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