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153 Castro Street Suite 200, Mountain View, CA 94041 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-08-16 |
Branch Locations
153 Castro Street Suite 200, Mountain View, CA 94041 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co | New York | NY | 07/2019 | 08/2022 |
| Stanford University | Stanford | CA | 09/2015 | 06/2019 |
| Arta Finance Inc. | Mountain View | CA | 08/2022 | Present |
| Arta Finance Securities Llc | Mountain View | CA | 07/2023 | Present |
| Four Points Capital Partners Llc | Seattle | WA | 08/2024 | 04/2025 |
(1) Arta Finance Inc, Mountain View, CA; Investment related; Started August 2022; Head of Derivatives: Derivatives trading and structuring. Arta Finance Inc subsidiaries include but not limited to Arta Finance Wealth Management, Arta Finance Securities, Arta Finance Wealth Pte Ltd, Arta Finance Insurance and Arta Finance Club. Receives/has equity ownership. 40 hours/week. (2) Arta Finance Securities, Mountain View, CA; Investment related; Started August 2022; Head of Derivatives: Derivatives trading and structuring; Future FINRA broker dealer subsidiary of Arta Finance Inc. Receives/has equity ownership. 40 hours/week. (3) Arta Wealth Management Pte Ltd., Singapore; Investment related; Started August 2022; Head of Derivatives: Derivatives trading and structuring; Singapore subsidiary of Arta Finance Inc. Receives/has equity ownership. 40 hours/week. (4) Arta Finance Wealth Management, Mountain View, CA; Investment related; Started August 2022; Head of Derivatives: Derivatives trading and structuring; US RIA subsidiary of Arta Finance Inc. Receives/has equity ownership; 40 hours/week. (5) Hawaii Pacific Model United Nations, Honolulu, HI; Not investment related; Started August 2016; President of Board of Directors; PacMUN is a nonprofit that puts on educational conferences for high schoolers in Honolulu, Hawaii; 1 hour/week. (6) Stanford University, Stanford, CA; Not investment related; Started October 2019; Course facilitator: remote course facilitator for a Stanford Center for Professional Development course on artificial intelligence; 4 hours/week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-20 |
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