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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-01-25
TX RA APPROVED 2021-01-14
  • NE RA
    APPROVED
    Since 2021-01-25
  • TX RA
    APPROVED
    Since 2021-01-14

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lincoln NE 12/2008 01/2021
Rbc Capital Markets, Llc Lincoln NE 01/2021 Present
City National Bank Lincoln NE 02/2022 Present
Previous Registrations
  • 2008-12-10 → 2021-01-25
    Lincoln, NE
  • 2007-04-02 → 2008-12-08
    Morgan Stanley & Co. Llc
    Lincoln, NE
  • 2001-04-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lincoln, NE
    Lincoln, NE
Other Businesses

(1)KRIS LAVEDAS TRUST-510 S 53RD STREET,ST. LINCOLN, NE 68510-TRUSTEE-1 HOUR PER MONTH EFF: 12-22-08. (2) NAME OF ENTITY: Summertime Properties, LLC; ADDRESS: Personal Residence; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Own and manage residential and commercial real estate; CAPACITY: Owner/Passive; START DATE: 02/01/2021; DUTIES: Own, manage, buy and sell certain residential and commercial real estate; HOURS DEVOTED PER MONTH: Less than 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None (3) Cedars Home for Children / 6601 Pioneers Blvd Lincoln,Ne 68506 / Other/ Other Caring for wayward children / Caring for wayward children / Member of Board of Directors / / Attend Board meetings and make sure the organization is running smoothly / Start Date 6/1/12 LLC and Foundation / (4) NAME OF ENTITY: Burt Rentals, LLC; ADDRESS: Personal Residence; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Own, Manage, Buy and Sell Residential real estate; CAPACITY: Owner/Passive; START DATE: 02/01/2021; DUTIES: Own, manage, buy and sell real estate primarily in Minnesota and Nebraska; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-03
  • S66 Uniform Combined State Law Examination
    1999-05-03

View on SEC IAPD

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