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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-04 |
| WA | RA | APPROVED | 2020-11-04 |
Branch Locations
10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laces Baseball Academy | Everett | WA | 06/2015 | 06/2019 |
| Bradley Athletics | Peoria | IL | 08/2017 | 01/2018 |
| Bradley University | Peoria | IL | 08/2016 | 05/2018 |
| Penn Mutual Life Insurance Company | Horsham | PA | 03/2018 | 11/2020 |
| Hornor, Townsend And Kent, Inc. | Horsham | PA | 04/2018 | 11/2020 |
| Osaic Wealth Inc. | Bellevue | WA | 11/2020 | Present |
| Alliance Wealth Management | Bellevue | WA | 05/2023 | Present |
1. PACIFIC CAPITAL RESOURCE GROUP, INC. POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/18/2018 ADDRESS: 10900 NE 8th St, Suite 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: Sale of life insurance, disability insurance and long term care insurance products. 2. ALLIANCE WEALTH MANAGEMENT POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/18/2023 ADDRESS: 10900 NE 4th St, Suite 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: Life Insurance Sales, Fixed Annuity Sales 3.AG FINANCIAL POSITION: Owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2026 ADDRESS: 10900 NE 4th St, #2413, Bellevue WA 98004, United States DESCRIPTION: Washington business license to employ a WA resident employee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-01 |
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