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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-04
WA RA APPROVED 2020-11-04
  • TX RA
    APPROVED
    Since 2020-11-04
  • WA RA
    APPROVED
    Since 2020-11-04

Branch Locations

10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laces Baseball Academy Everett WA 06/2015 06/2019
Bradley Athletics Peoria IL 08/2017 01/2018
Bradley University Peoria IL 08/2016 05/2018
Penn Mutual Life Insurance Company Horsham PA 03/2018 11/2020
Hornor, Townsend And Kent, Inc. Horsham PA 04/2018 11/2020
Osaic Wealth Inc. Bellevue WA 11/2020 Present
Alliance Wealth Management Bellevue WA 05/2023 Present
  • 06/2015 → 06/2019
    Laces Baseball Academy
    Everett, WA
  • 08/2017 → 01/2018
    Bradley Athletics
    Peoria, IL
  • 08/2016 → 05/2018
    Bradley University
    Peoria, IL
  • 03/2018 → 11/2020
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 04/2018 → 11/2020
    Hornor, Townsend And Kent, Inc.
    Horsham, PA
  • 11/2020 → Present
    Bellevue, WA
  • 05/2023 → Present
    Alliance Wealth Management
    Bellevue, WA
Previous Registrations
Other Businesses

1. PACIFIC CAPITAL RESOURCE GROUP, INC. POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/18/2018 ADDRESS: 10900 NE 8th St, Suite 2300, #2413, Bellevue WA 98004, United States DESCRIPTION: Sale of life insurance, disability insurance and long term care insurance products. 2. ALLIANCE WEALTH MANAGEMENT POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/18/2023 ADDRESS: 10900 NE 4th St, Suite 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: Life Insurance Sales, Fixed Annuity Sales 3.AG FINANCIAL POSITION: Owner NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2026 ADDRESS: 10900 NE 4th St, #2413, Bellevue WA 98004, United States DESCRIPTION: Washington business license to employ a WA resident employee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-01
  • S66 Uniform Combined State Law Examination
    2018-08-01
Other Names
  • Alex Gray

View on SEC IAPD

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