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101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-04-02 |
Branch Locations
101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 02/2018 | 08/2018 |
| Financial Management Systems | Buffalo Grove | IL | 01/2018 | 02/2018 |
| Astra Bank | Hays | KS | 07/2016 | 01/2018 |
| Holiday Inn Express | Hays | KS | 11/2014 | 03/2017 |
| Fort Hays State University | Hays | KS | 08/2010 | 05/2017 |
| Zacks Investment Management | Chicago | IL | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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