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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-12-17
TX RA APPROVED 2020-01-16
PA RA APPROVED 2018-06-26
  • NJ RA
    APPROVED
    Since 2020-12-17
  • TX RA
    APPROVED
    Since 2020-01-16
  • PA RA
    APPROVED
    Since 2018-06-26

Branch Locations

Avalon, NJ • United States

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 02/2018 Present
Applied Medical Rancho Santa Margarita CA 05/2017 06/2017
Serta Simmons Bedding Co. Atlanta GA 02/2016 05/2017
Manayunk Brewing Co. Manayunk PA 11/2017 02/2018
Unemployed Scranton PA 07/2017 10/2017
Bank Of America, N.A. Wayne PA 05/2018 Present
  • 02/2018 → Present
    Wayne, PA
  • 05/2017 → 06/2017
    Applied Medical
    Rancho Santa Margarita, CA
  • 02/2016 → 05/2017
    Serta Simmons Bedding Co.
    Atlanta, GA
  • 11/2017 → 02/2018
    Manayunk Brewing Co.
    Manayunk, PA
  • 07/2017 → 10/2017
    Unemployed
    Scranton, PA
  • 05/2018 → Present
    Bank Of America, N.A.
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-25
  • S66 Uniform Combined State Law Examination
    2018-06-25
Other Names
  • Andrew Lavelle

View on SEC IAPD

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