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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-02-14
TX RA APPROVED_RES 2018-10-23
FL RA APPROVED 2018-07-31
  • OH RA
    APPROVED
    Since 2024-02-14
  • TX RA
    APPROVED_RES
    Since 2018-10-23
  • FL RA
    APPROVED
    Since 2018-07-31

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 02/2018 Present
Howard Hanna Real Estate Services Maumee OH 04/2017 02/2018
Dillard's Maumee OH 10/2015 04/2017
Anthony Wayne High School Whitehouse OH 06/2013 11/2017
Bank Of America, N.A. Boca Raton FL 05/2018 Present
  • 02/2018 → Present
    Boca Raton, FL
  • 04/2017 → 02/2018
    Howard Hanna Real Estate Services
    Maumee, OH
  • 10/2015 → 04/2017
    Dillard's
    Maumee, OH
  • 06/2013 → 11/2017
    Anthony Wayne High School
    Whitehouse, OH
  • 05/2018 → Present
    Bank Of America, N.A.
    Boca Raton, FL
Other Businesses

Allyson Gale, LLC is not investment-related, Waterville, Ohio 43566, Licensing Agreement - % of revenue from sale of product flows through this consulting agreement. 25% owner, start 02/2016, Zero hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
  • S66 Uniform Combined State Law Examination
    2018-07-26
Other Names
  • Julie Gale Astles
  • Julie Krieg

View on SEC IAPD

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