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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-02-14 |
| TX | RA | APPROVED_RES | 2018-10-23 |
| FL | RA | APPROVED | 2018-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 02/2018 | Present |
| Howard Hanna Real Estate Services | Maumee | OH | 04/2017 | 02/2018 |
| Dillard's | Maumee | OH | 10/2015 | 04/2017 |
| Anthony Wayne High School | Whitehouse | OH | 06/2013 | 11/2017 |
| Bank Of America, N.A. | Boca Raton | FL | 05/2018 | Present |
Allyson Gale, LLC is not investment-related, Waterville, Ohio 43566, Licensing Agreement - % of revenue from sale of product flows through this consulting agreement. 25% owner, start 02/2016, Zero hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-26 |
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