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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-12 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iedu | La Canada | CA | 07/2017 | 09/2017 |
| Emindream | Seoul | 05/2017 | 04/2018 | |
| Mona Xia | Los Angeles | CA | 07/2016 | 12/2016 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 02/2018 | 08/2018 |
| University Of Southern California | Los Angeles | CA | 08/2013 | 05/2017 |
| Morgan Stanley Private Bank, N.A. | Torrance | CA | 10/2018 | 10/2025 |
| Morgan Stanley Smith Barney Llc | Torrance | CA | 08/2018 | 09/2021 |
| Ubs Financial Services, Inc | Century City | CA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-13 |
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