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Patrick Edward Newman

Wells Fargo Clearing Services, LLC

Chicago, IL

Westchester, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-19
  • IL RA
    APPROVED
    Since 2026-02-19

Branch Locations

30 S Wacker Dr Fl 40 [Wi-Rbo], Chicago, IL 60606 • United States

11000 31St St, Westchester, IL 60154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Deerfield IL 01/2018 03/2019
Jpmorgan Chase Bank, N.A. Glenview IL 01/2016 12/2017
J.P. Morgan Securities Llc Deerfield IL 02/2018 03/2019
Fifth Third Securities Niles IL 03/2019 03/2022
Fifth Third Bank Niles IL 03/2019 03/2022
Morningstar Investment Services Llc Chicago IL 03/2022 04/2024
Depaul University Chicago IL 11/2015 03/2018
Assetmark Financial Holdings, Inc Chicago IL 04/2024 01/2026
Assetmark Brokerage, Llc Chicago IL 05/2024 01/2026
Wells Fargo Clearing Services, Llc Chicago IL 01/2026 Present
  • 01/2018 → 03/2019
    Jpmorgan Chase Bank, N.A.
    Deerfield, IL
  • 01/2016 → 12/2017
    Jpmorgan Chase Bank, N.A.
    Glenview, IL
  • 02/2018 → 03/2019
    J.P. Morgan Securities Llc
    Deerfield, IL
  • 03/2019 → 03/2022
    Fifth Third Securities
    Niles, IL
  • 03/2019 → 03/2022
    Fifth Third Bank
    Niles, IL
  • 03/2022 → 04/2024
    Morningstar Investment Services Llc
    Chicago, IL
  • 11/2015 → 03/2018
    Depaul University
    Chicago, IL
  • 04/2024 → 01/2026
    Assetmark Financial Holdings, Inc
    Chicago, IL
  • 05/2024 → 01/2026
    Assetmark Brokerage, Llc
    Chicago, IL
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
Previous Registrations
  • 2024-05-08 → 2026-01-27
    Assetmark, Inc.
    Concord, CA
    Chicago, IL
  • 2022-07-19 → 2024-04-19
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2019-05-06 → 2022-03-16
    Fifth Third Securities, Inc.
    Niles, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-03
S65 Uniform Investment Adviser Law Examination 2019-05-03
  • S63 Uniform Securities Agent State Law Examination
    2026-06-03
  • S65 Uniform Investment Adviser Law Examination
    2019-05-03
Other Names
  • Patrick Edward Newman
  • Patrick E Newman

View on SEC IAPD

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SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

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James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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