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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-26 |
| SC | RA | APPROVED | 2025-12-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Charlotte | NC | 05/2018 | 08/2020 |
| Associate Staffing | Charlotte | NC | 02/2018 | 05/2018 |
| Dac Services Heating And Air Conditioning | Stallings | NC | 09/2017 | 02/2018 |
| Appalachian State University | Boone | NC | 08/2013 | 05/2017 |
| Unemployed | Matthews | NC | 06/2017 | 08/2017 |
| Robinhood Financial, Llc | Southlake | TX | 08/2020 | 07/2024 |
| Robinhood Markets, Inc | Southlake | TX | 06/2022 | 07/2024 |
| Ally Invest Securities Llc | Charlotte | NC | 08/2024 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 11/2024 | 05/2025 |
| Associate Staffing, Llc | Charlotte | NC | 02/2018 | 05/2018 |
| Bank Of America, N.A. | Charlotte | NC | 01/2025 | 05/2025 |
| Lpl Financial Llc | Fort Mill | SC | 12/2025 | Present |
| Facet Wealth | Charlotte | NC | 05/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-12 |
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