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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-08-17
TX RA APPROVED_RES 2026-08-17
  • ME RA
    APPROVED
    Since 2026-08-17
  • TX RA
    APPROVED_RES
    Since 2026-08-17

Branch Locations

46 First Park Dr. Ste B., Oakland, ME 04963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Progressive Casualty Insurance Co. Riverview FL 05/2016 02/2018
Lpl Financial Llc Tampa FL 02/2018 08/2026
Raymond James Financial Services, Inc. Oakland ME 08/2026 Present
University Of South Florida Tampa FL 08/2020 12/2022
  • 05/2016 → 02/2018
    Progressive Casualty Insurance Co.
    Riverview, FL
  • 02/2018 → 08/2026
    Tampa, FL
  • 08/2026 → Present
    Raymond James Financial Services, Inc.
    Oakland, ME
  • 08/2020 → 12/2022
    University Of South Florida
    Tampa, FL
Previous Registrations
Other Businesses

(1)Name of Business: DIRIGO WEALTH MANAGEMENT Address: 46 First Park Dr Ste B, Oakland, ME, 04963-5376, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: THIS IS THE DBA FOR MY FINANCIAL ADVISING PRACTICE (2)Name of Business: LC CONSULTING LLC Address: 46 First Park Dr Ste B, Oakland, ME, 04963-5376, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/16/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I USE THE LLC FOR TAX PURPOSES AS ADVISED BY MY CPA. I AM COMPENSATED THROUGH THE LLC FOR TAX PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-03
  • S66 Uniform Combined State Law Examination
    2020-08-03
Other Names
  • Lindsey Marie Shupe

View on SEC IAPD

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