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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-08 |
| NY | RA | APPROVED | 2024-07-05 |
Branch Locations
66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | New York | NY | 01/2013 | 06/2024 |
| Wells Fargo Clearing Services, Llc | New York | NY | 02/2018 | 06/2024 |
| Hsbc Securities (Usa) Inc | New York | NY | 07/2024 | Present |
| Hsbc Bank Usa, N.A. | New York | NY | 07/2024 | Present |
CO-TRUSTEE FOR FAMILY TRUST, INV RELATED, FLUSHING, NY, START: 1/1/2018, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-11 |
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