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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-30
  • FL RA
    APPROVED
    Since 2025-04-30

Branch Locations

1525-B The Greens Way 2Nd Floor Suite 200, Jacksonville Beach, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Jacksonville FL 03/2013 09/2024
Wells Fargo Advisors Financial Network, Llc Jacksonville Beach FL 09/2024 Present
Previous Registrations
  • 2021-01-27 → 2024-09-13
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Amarillo, TX
    Austin, TX
    Fort Worth, TX
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-23
S63 Uniform Securities Agent State Law Examination 2018-06-18
  • S65 Uniform Investment Adviser Law Examination
    2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2018-06-18

View on SEC IAPD

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