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John Thomas Jacobs

Wells Fargo Clearing Services, LLC

Wilmington, NC

Wilmington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-02
  • NC RA
    APPROVED
    Since 2018-07-02

Branch Locations

300 N 3Rd St, Wilmington, NC 28401 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Wilmington NC 02/2018 Present
Wells Fargo Bank Na Wilmington NC 05/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-02
S63 Uniform Securities Agent State Law Examination 2018-06-08
  • S65 Uniform Investment Adviser Law Examination
    2018-07-02
  • S63 Uniform Securities Agent State Law Examination
    2018-06-08
Other Names
  • Jt Jacobs
  • John Jacobs

View on SEC IAPD

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