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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-13 |
Branch Locations
6404 Wilshire Blvd Ste 1215, Los Angeles, CA 90048 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abp Ins. Agency | Los Angeles | CA | 12/1994 | Present |
| Sagepoint Financial, Inc | Los Angeles | CA | 01/2009 | 12/2019 |
| Lpl Financial, Llc | Los Angeles | CA | 12/2019 | Present |
1)01/1993 - DBA for LPL Business (entity for LPL business) - ABP Financial Services - 100% - INVESTMENT RELATED - LOS ANGELES, CA 90048 2)10/2017 - OTHER - PREMIER HEALTHCARE SERVICES - 5% - NOT INVESTMENT RELATED - CULVER CITY, CA 90320
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-24 |
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