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Michael Alexander Nieves

Charles Schwab & Co., Inc.

Tampa, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-20
  • FL RA
    APPROVED
    Since 2022-09-20

Branch Locations

4304 W Boy Scout Blvd., Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Tampa FL 02/2018 Present
Charles Schwab Bank, Ssb Tampa FL 10/2021 Present
Office Support Services Oviedo FL 07/2016 12/2017
  • 02/2018 → Present
    Charles Schwab & Co., Inc.
    Tampa, FL
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Tampa, FL
  • 07/2016 → 12/2017
    Office Support Services
    Oviedo, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-19
S63 Uniform Securities Agent State Law Examination 2022-01-13
  • S66 Uniform Combined State Law Examination
    2022-09-19
  • S63 Uniform Securities Agent State Law Examination
    2022-01-13
Other Names
  • Mike Nieves

View on SEC IAPD

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