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Alexander Neal

Wells Fargo Clearing Services, LLC

Cumming, GA

Dahlonega, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-18
  • GA RA
    APPROVED
    Since 2025-08-18

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

312 E Main St, Dahlonega, GA 30533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2018 03/2019
Huff's Drug Store Ellijay GA 01/2017 03/2018
First United Methodist Church Ellijay GA 01/2017 03/2017
Unemployed, Searching For A Job Ellijay GA 12/2016 01/2017
Chick- Fil-A Cleveland GA 08/2016 11/2016
South State Bank Ellijay GA 03/2019 01/2020
Lpl Financial Llc Blue Ridge GA 01/2020 08/2025
United Community Bank Blue Ridge GA 01/2020 08/2025
Wells Fargo Clearing Services, Llc Cumming GA 08/2025 Present
  • 03/2018 → 03/2019
    Edward Jones
    St Louis, MO
  • 01/2017 → 03/2018
    Huff's Drug Store
    Ellijay, GA
  • 01/2017 → 03/2017
    First United Methodist Church
    Ellijay, GA
  • 12/2016 → 01/2017
    Unemployed, Searching For A Job
    Ellijay, GA
  • 08/2016 → 11/2016
    Chick- Fil-A
    Cleveland, GA
  • 03/2019 → 01/2020
    South State Bank
    Ellijay, GA
  • 01/2020 → 08/2025
    Lpl Financial Llc
    Blue Ridge, GA
  • 01/2020 → 08/2025
    United Community Bank
    Blue Ridge, GA
  • 08/2025 → Present
    Wells Fargo Clearing Services, Llc
    Cumming, GA
Previous Registrations
  • 2020-02-05 → 2025-08-21
    Lpl Financial Llc
    Blue Ridge, GA
    Mc Caysville, GA
    Ellijay, GA
  • 2018-05-14 → 2019-03-14
    Edward Jones
    Ellijay, GA
    Ellijay, GA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2018-05-10
Other Names
  • Alexander Jack Neal

View on SEC IAPD

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