Anthony Patrick Caputo

Equitable Advisors, LLC

Florham Park, NJ

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Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-12
TX	RA	APPROVED	2021-02-03
NJ	RA	APPROVED	2019-07-05

NY RA
APPROVED

Since 2021-04-12
TX RA
APPROVED

Since 2021-02-03
NJ RA
APPROVED

Since 2019-07-05

Branch Locations

Florham Park, NJ • United States

1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual	Morristown	NJ	05/2018	08/2018
Maplewood Country Club	Maplewood	NJ	06/2017	08/2017
Axa Advisors Llc	New York	NY	06/2019	06/2020
Fairfield University	Fairfield	CT	09/2015	05/2019
Equitable Advisors, Llc	New York	NY	06/2019	Present

05/2018 → 08/2018

Northwestern Mutual

Morristown, NJ
06/2017 → 08/2017

Maplewood Country Club

Maplewood, NJ
06/2019 → 06/2020

Axa Advisors Llc

New York, NY
09/2015 → 05/2019

Fairfield University

Fairfield, CT
06/2019 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-01

S66 Uniform Combined State Law Examination

2019-05-01

View on SEC IAPD

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