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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-14 |
Branch Locations
Cwm Retail, Sales 11726 San Vicente Boulevard, Los Angeles, CA 90049 • United States
Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States
Cwm Retail, Sales 15215 W. Sunset Blvd., Pacific Palisades, CA 90272 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Los Angeles | CA | 02/2018 | 02/2019 |
| Seguros Monterrey New York Life | Ciudad De Mexico | 09/2012 | 12/2017 | |
| Unemployed | Santa Monica | CA | 12/2017 | 02/2018 |
| Northwestern Mutual Investment Services, Llc | Santa Monica | CA | 02/2018 | 02/2019 |
| Northwestern Mutual Life Insurance Company | Los Angeles | CA | 03/2018 | 02/2019 |
| J.P. Morgan Securities, Llc | Pacific Palisades | CA | 02/2019 | 12/2022 |
| Jpmorgan Chase Bank, N.A. | Pacific Palisades | CA | 02/2019 | 12/2022 |
| First Republic Bank | Santa Monica | CA | 12/2022 | 07/2023 |
| Citigroup | Los Angeles | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-11 |
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