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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-29 |
Branch Locations
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
#1000 - 1175 Douglas Street, Victoria, Bc V8W 2E1 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd. | Victoria, British Columbia | 02/2018 | Present | |
| Raymond James Ltd. | Victoria, British Columbia | 06/2013 | Present |
1. RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. SHARON MITCHELL IS LOCATED AT 1000-1175 DOUGLAS STREET, VICTORIA,BC CANADA AND HAS BEEN EMPLOYED SINCE JUNE 2013.SHE IS A FULL TIME EMPLOYEE/AGENT AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR / PORTFOLIO MANAGER". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES. 2.RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. SHARON MITCHELL IS LOCATED AT 1000-1175 DOUGLAS ST, VICTORIA BC CANADA AND HAS BEEN LICENSED WITH RJFP SINCE SEPTEMBER 2013. SHE IS A FULL-TIME EMPLOYEE/AGENT. SHE DEVOTES 10 HOURS A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-29 |
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