Benjamin Tsai

Current Employers

Wave Digital Assets Llc

12400 Wilshire Boulevard, Los Angeles, CA 90025 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-02

CA RA
APPROVED

Since 2026-04-02

Branch Locations

12400 Wilshire Boulevard, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Beem Holdings	Los Angeles	CA	06/2016	Present
Moneage Advisors, Llc (Dba Wave Financial Llc Crd 292343)	Pacific Palisades	CA	01/2018	Present
Wave Financial Llc (Crd 305726)	Los Angeles	CA	11/2019	Present

06/2016 → Present

Beem Holdings

Los Angeles, CA
01/2018 → Present

Moneage Advisors, Llc (Dba Wave Financial Llc Crd 292343)

Pacific Palisades, CA
11/2019 → Present

Wave Financial Llc (Crd 305726)

Los Angeles, CA

Previous Registrations

2020-01-02 → 2025-12-31

Wave Digital Assets Llc

Los Angeles, CA
2018-05-24 → 2020-06-18

Wave Financial

Los Angeles, CA

Other Businesses

BUSINESS NAME: CARDINAL MARK INVESTMENTS LLC LOCATED IN USA. FOUNDER & MANAGING PARTNER EFFECTIVE 01/01/2018 Real estate investment firm, 1 hour per month, evaluating real estate investment opportunities and speaking with other investors

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-14

S65 Uniform Investment Adviser Law Examination

2017-12-14

View on SEC IAPD