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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-13
FL RA APPROVED 2018-07-26
  • TX RA
    APPROVED
    Since 2018-09-13
  • FL RA
    APPROVED
    Since 2018-07-26

Branch Locations

7223 55Th Ave E, Bradenton, FL 34203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 05/2017 Present
Bank Of America, N.A. Bradenton FL 05/2017 Present
All In One Solutions Palmetto FL 01/2015 05/2017
One Cell Bradenton FL 09/2013 12/2016
Other Businesses

I*1528285For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: bradenton, Florida, 34207, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 11/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*2208293, Entity Type: , Name of OBA: Rental Property 2, Address: bradenton, Florida, 02/19/2025, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 45707, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-25
  • S66 Uniform Combined State Law Examination
    2018-06-25

View on SEC IAPD

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