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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-10-24
  • UT RA
    APPROVED
    Since 2025-10-24

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ut Auto Provo UT 10/2013 03/2017
Dymicron Orem UT 12/2014 03/2017
Larry H. Miller Used Car Supermarket Sandy Sandy UT 03/2017 06/2017
Progrexion Provo UT 06/2017 11/2017
Sykes Provo UT 11/2017 02/2018
Fidelity Brokerage Services, Llc American Fork UT 02/2018 02/2025
Digital Intelligence Systems Salt Lake City UT 07/2025 10/2025
Wells Fargo Clearing Services, Llc Salt Lake City UT 08/2025 10/2025
Unemployed Springville UT 02/2025 07/2025
Sofi Securities Llc Cottonwood Heights UT 10/2025 Present
Sofi Wealth Llc Cottonwood Heights UT 10/2025 Present
  • 10/2013 → 03/2017
    Ut Auto
    Provo, UT
  • 12/2014 → 03/2017
    Dymicron
    Orem, UT
  • 03/2017 → 06/2017
    Larry H. Miller Used Car Supermarket Sandy
    Sandy, UT
  • 06/2017 → 11/2017
    Progrexion
    Provo, UT
  • 11/2017 → 02/2018
    Sykes
    Provo, UT
  • 02/2018 → 02/2025
    Fidelity Brokerage Services, Llc
    American Fork, UT
  • 07/2025 → 10/2025
    Digital Intelligence Systems
    Salt Lake City, UT
  • 08/2025 → 10/2025
    Salt Lake City, UT
  • 02/2025 → 07/2025
    Unemployed
    Springville, UT
  • 10/2025 → Present
    Sofi Securities Llc
    Cottonwood Heights, UT
  • 10/2025 → Present
    Cottonwood Heights, UT
Previous Registrations
  • 2025-08-19 → 2025-10-17
    St. Louis, MO
    Salt Lake City, UT
  • 2020-06-25 → 2025-02-25
    Fidelity Personal And Workplace Advisors
    American Fork, UT
    Salt Lake City, UT
Other Businesses

the name of the other business; RENT OUT BASEMENT OF HOME whether the business is investment-related; NO the address of the other business; RESIDENTIAL ADDRESS the nature of the other business; RENT BASEMENT your position; LANDLORD title, or relationship with the other business; LANDLORD the start date of your relationship; 10/2025 the approximate number of hours/month you devote to the other business; 2 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; LANDLORD OF RENTING BASEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-17
S63 Uniform Securities Agent State Law Examination 2018-04-25
  • S66 Uniform Combined State Law Examination
    2020-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-04-25

View on SEC IAPD

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