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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-10-24 |
Branch Locations
234 1St Street, San Francisco, CA 94105 • United States
2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ut Auto | Provo | UT | 10/2013 | 03/2017 |
| Dymicron | Orem | UT | 12/2014 | 03/2017 |
| Larry H. Miller Used Car Supermarket Sandy | Sandy | UT | 03/2017 | 06/2017 |
| Progrexion | Provo | UT | 06/2017 | 11/2017 |
| Sykes | Provo | UT | 11/2017 | 02/2018 |
| Fidelity Brokerage Services, Llc | American Fork | UT | 02/2018 | 02/2025 |
| Digital Intelligence Systems | Salt Lake City | UT | 07/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 08/2025 | 10/2025 |
| Unemployed | Springville | UT | 02/2025 | 07/2025 |
| Sofi Securities Llc | Cottonwood Heights | UT | 10/2025 | Present |
| Sofi Wealth Llc | Cottonwood Heights | UT | 10/2025 | Present |
the name of the other business; RENT OUT BASEMENT OF HOME whether the business is investment-related; NO the address of the other business; RESIDENTIAL ADDRESS the nature of the other business; RENT BASEMENT your position; LANDLORD title, or relationship with the other business; LANDLORD the start date of your relationship; 10/2025 the approximate number of hours/month you devote to the other business; 2 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; LANDLORD OF RENTING BASEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-25 |
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