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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-10 |
| CA | RA | APPROVED | 2024-07-01 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
25175 N Lake Pleasant Pkwy, Peoria, AZ 85383 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Peoria | AZ | 03/2014 | Present |
| Wells Fargo Clearing Services Llc | Peoria | AZ | 03/2018 | Present |
| Fix A Dent Traffic School | Waddell | AZ | 01/2010 | Present |
FIX A DENT TRAFFIC SCHOOL, NOT INV RELATED, WADDELL, AZ, ASSOCIATE, START 1/1/2010, 20 HOURS PER MONTH, 20 HOURS DURING TRADING, PICK UP INSTRUCTORS PAPERWORK FROM CLASSES. UBER, NOT INVESTMENT RELATED, SAN FRANCISCO, CA, DRIVER, START DATE 9/22/2023, 20 HOURS PER MONTH, 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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